I will say that pretty much every professional financial organization (CFA, CPA, CGMA, etc..) have folded fiduciary rules/duty into their membership rules since the 2008 crisis, so if there are improprieties with a member of these organizations (which are expensive and difficult to get, and are frequently required by many organizations) you can report them are have their memberships and potentially any associated licenses pulled. 2008 scared the living shit out of a lot of these organizations.
I will say that pretty much every professional financial organization (CFA, CPA, CGMA, etc..) have folded fiduciary rules/duty into their membership rules since the 2008 crisis, so if there are improprieties with a member of these organizations (which are expensive and difficult to get, and are frequently required by many organizations) you can report them are have their memberships and potentially any associated licenses pulled. 2008 scared the living shit out of a lot of these organizations.
I will say that pretty much every professional financial organization (CFA, CPA, CGMA, etc..) have folded fiduciary rules/duty into their membership rules since the 2008 crisis, so if there are improprieties with a member of these organizations (which are expensive and difficult to get, and are frequently required by many organizations) you can report them are have their memberships and potentially any associated licenses pulled. 2008 scared the living shit out of a lot of these organizations.